Senior Manager – Regulatory Compliance

A Leading Global Consultancy is seeking a strategic Senior Manager – Regulatory Compliance to join its Business Consulting Risk team in Mumbai. In this leadership role, you will provide clients with a candid and reliable overview of their risk and compliance landscape. Furthermore, you will be responsible for executing high-impact engagements in governance, internal audits, and enterprise risk management. Consequently, this position is vital for helping financial services clients build trust with regulators and the overall market.

The Senior Manager – Regulatory Compliance must drive the business development process by identifying key stakeholders and supervising proposal preparation. Additionally, you will lead the delivery of innovative compliance solutions, including risk assessment frameworks and compliance analytics. Therefore, the consultancy is looking for a professional with at least 8 years of post-qualification experience. If you are a Chartered Accountant or an MBA with a practical approach to complex problem-solving, this Senior Manager – Regulatory Compliance role offers a premier career journey.

Key Responsibilities for the Senior Manager – Regulatory Compliance

• Lead the delivery of regulatory compliance solutions from the planning stage through to final closure.
• Drive business development by gaining access to key contacts and supervising the proposal process.
• Build and maintain strong, valued relationships with buyers and influencers in existing client engagements.
• Identify cross-selling opportunities to introduce colleagues from other specialized service lines to clients.
• Oversee regulatory inventory management and the development of compliance policies and frameworks.
• Ideate with technology teams to deliver cutting-edge compliance solutions and automated analytics.
• Create innovative insights and contribute to global thought leadership documents and industry conferences.
• Manage day-to-day account operations while ensuring all work meets strict quality guidelines.
• Conduct technical training sessions and workshops to foster a positive learning culture within the team.
• Drive campus recruitment initiatives and mentor junior team members to support their professional growth.

Requirements and Qualifications

• Professional degree such as a Chartered Accountant (CA) or a Masters in Business Administration (MBA).
• Minimum of 8 years of post-qualification experience specifically in regulatory compliance.
• Significant experience in assessing internal control frameworks and testing operational effectiveness.
• Proven track record in developing risk remediation strategies and performing detailed gap analyses.
• Expertise in Regulatory Compliance Management, process analytics, and business intelligence.
• Strong communication skills with the ability to present complex solutions to senior client leadership.

Core Competencies and Attributes

• Practical approach to solving issues with the ability to deliver insightful and actionable solutions.
• Ability to work collaboratively across multiple client departments while adhering to legal requirements.
• Demonstrated leadership, integrity, and the ability to set clear goals for multi-disciplinary teams.
• Commitment to innovation by utilizing modern tools and technology to enhance service delivery.
• Willingness to travel as required to meet client needs and manage regional engagements.

If you are a risk professional ready to drive the Senior Manager – Regulatory Compliance function for a Leading Global Consultancy, we encourage you to apply today!