Senior Internal Audit Exec

A Leading Financial Services Group is seeking a detailed-oriented Senior Internal Audit Exec to assess risk and strengthen internal control structures.

The Senior Internal Audit Exec must combine solid audit fieldwork rigor with analytical capabilities to evaluate processes and drive risk mitigation.

Key Responsibilities

• Define audit scope, draft engagement planning documentation, and conduct process walkthroughs across business units.
• Develop and maintain comprehensive Risk and Control Matrices (RCM) to assess operational and financial controls.
• Conduct independent audits, evaluating the adequacy of internal control designs and operating effectiveness.
• Utilize data analytics tools to execute completeness checks, identify process anomalies, and extract audit sample sets.
• Author audit reports detailing observations, control weaknesses, and practical corrective recommendations.
• Discuss audit findings with business unit headers and secure management agreement on remediation timelines.
• Track open audit findings systematically, verify implemented corrective actions, and close issues upon validation.
• Ensure all audit assignments adhere strictly to established Group Audit Methodologies and statutory standards.

Requirements and Qualifications

• Bachelor’s or Master’s degree in Commerce, Accounting, Finance, or professional qualifications (CA Inter / CIA).
• 3-6 Years of dedicated internal audit experience within Financial Services, Banking, or Insurance sectors.
• Hands-on experience developing Risk and Control Matrices (RCM) and testing operational control frameworks.
• Practical experience using data analytics tools and advanced Microsoft Excel for audit testing.
• Strong analytical mindset, objective evaluation capabilities, and excellent report-writing skills.